Haitong Securities Co., Ltd. (HAITY) Stock Analysis
For informational purposes only. Not financial advice. Analysis by Sedat ANAK, Founder & Editor-in-Chief | AI-powered analysis. Data sourced from SEC filings and institutional-grade financial providers. Editorially reviewed. Not financial advice.
Haitong Securities Co., Ltd. (HAITY) trades at $8.00. Haitong Securities Co. , Ltd. is a securities company operating primarily in Mainland China, Hong Kong, and Europe. Market cap: $104B, Sector: Financial services.
Price as of Aug 20, 2026 · Last analyzed: Mar 17, 2026Analyst Coverage for HAITY: HAITY does not currently have published analyst price targets in our coverage universe. This is common for smaller-cap names with limited Wall Street coverage. In the absence of analyst consensus, our AI model evaluates HAITY against Financial Services peers across nine fundamental dimensions and assigns an underweight signal based on the underlying data.
Not enough scored data yet to form a council read on HAITY.
How is this calculated? →Haitong Securities Co., Ltd. (HAITY) Financial Services Profile
Haitong Securities Co., Ltd., founded in 1988, is a Chinese securities firm offering wealth management, investment banking, and asset management services across Mainland China, Hong Kong, and Europe. With a substantial market capitalization, the company operates in a competitive landscape, balancing growth opportunities with regulatory and market risks.
What Is the Investment Thesis for HAITY?
Haitong Securities, with a market capitalization of $104B, presents a mixed investment profile. The company's diverse service offerings, spanning wealth management to investment banking, provide revenue diversification. However, a high P/E ratio of 134.44 suggests a premium valuation. Growth catalysts include expansion within the Chinese market and increased activity in its Investment Banking segment. The company's beta of 0.59 indicates lower volatility compared to the market, which may appeal to risk-averse investors. Key risks include regulatory changes in China and potential economic slowdowns impacting financial market activity. Investors should monitor the company's ability to maintain profitability, given its 4.4% profit margin, and capitalize on growth opportunities in a competitive environment.
Based on FMP financials and quantitative analysis
HAITY Key Highlights
Market capitalization of $104B, reflecting its significant presence in the financial sector.
- P/E ratio of 134.44, indicating a premium valuation relative to earnings.
- Profit margin of 4.4%, highlighting the need for improved operational efficiency.
- Gross margin of 49.6%, showcasing its ability to generate revenue after accounting for the cost of goods sold.
- Beta of 0.59, suggesting lower volatility compared to the broader market.
Who Are HAITY's Competitors?
HAITY is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.
| Company | Price | Change | Market Cap | AI Score |
|---|---|---|---|---|
| AKSJF Sberbank of Russia | $2.95 | +0.00% | $66.5B | — |
| BKAMF Brookfield Asset Management Inc | $14.33 | +0.00% | $32.0B | — |
| HUATF Huatai Securities Co., Ltd. | $2.10 | +0.00% | $19.0B | — |
| CIIHF CITIC Securities Company Limited | $3.50 | +0.00% | $51.9B | 55 |
| GUOSF Guotai Junan Securities Co., Ltd. | $2.00 | +0.00% | $48.7B | 53 |
| RJF Raymond James Financial, Inc. | $177.93 | -0.76% | $34.2B | 88 |
| TW Tradeweb Markets Inc. | $103.30 | -2.06% | $22.0B | 82 |
| DSECF Daiwa Securities Group Inc. | $12.88 | +32.99% | $17.9B | 54 |
AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance
What Are HAITY's Key Strengths?
Established presence in the Chinese financial market.
- Diverse range of financial services.
- Extensive distribution network.
- Strong relationships with corporate and institutional clients.
What Are HAITY's Weaknesses?
High P/E ratio compared to peers.
- Relatively low profit margin.
- Dependence on the Chinese market.
- Exposure to regulatory risks in China.
What Could Drive HAITY Stock Higher?
Expansion of wealth management services targeting China's growing affluent population.
- Increased investment banking activity driven by mergers, acquisitions, and IPOs in China and Hong Kong.
- Development and implementation of fintech solutions to enhance operational efficiency and customer experience.
- Potential international expansion into new markets, diversifying revenue streams.
- Growth in the asset management business through the launch of new investment products.
What Are the Key Risks for HAITY?
Financial-distress signal — its Altman Z-Score of 0.72 sits in the distress zone (elevated bankruptcy risk).
- Regulatory changes in China impacting the financial services industry.
- Economic slowdown in China affecting financial market activity and investor sentiment.
- Increased competition from domestic and international financial institutions.
- Market volatility impacting trading volumes and investment performance.
- Currency risk due to fluctuations in the value of the Chinese Yuan.
What Are the Growth Opportunities for HAITY?
- Expansion in Wealth Management Services: Haitong Securities can capitalize on the growing affluence in China by expanding its wealth management services. This expansion requires tailored investment products and personalized advisory services to attract high-net-worth individuals.
- Increased Investment Banking Activity: The company can benefit from increased investment banking activity driven by mergers, acquisitions, and IPOs in China and Hong Kong. The investment banking fee pool is expected to grow as more companies seek capital market access. Haitong needs to strengthen its advisory capabilities and underwriting expertise to capture a larger share of this market, competing with both domestic and international investment banks.
- Development of Fintech Solutions: Investing in fintech solutions can enhance Haitong's operational efficiency and customer experience. The adoption of digital platforms for trading, investment advisory, and customer service can attract younger investors and reduce costs. The company should explore partnerships with technology firms and invest in developing its own proprietary fintech platforms to stay competitive in the digital age.
- International Expansion: Expanding its presence in Europe and other international markets can diversify Haitong's revenue streams and reduce its reliance on the Chinese market. This expansion requires establishing local partnerships, obtaining regulatory approvals, and tailoring its services to meet the needs of international clients. The company can leverage its existing European operations to build a stronger global footprint.
- Growth in Asset Management Business: Haitong Securities can grow its asset management business by launching new investment products and attracting institutional investors. The demand for sophisticated investment strategies, such as ESG-focused funds and alternative investments, is increasing. The company needs to enhance its investment research capabilities and develop innovative products to compete with established asset managers.
What Are HAITY's Competitive Advantages?
- Established brand and reputation in the Chinese securities market.
- Extensive distribution network across Mainland China, Hong Kong, and Europe.
- Diverse range of financial services, providing multiple revenue streams.
- Strong relationships with corporate clients and institutional investors.
- Access to the growing Chinese financial market.
What Does HAITY Do?
Haitong Securities Co., Ltd., established in 1988 and headquartered in Shanghai, has grown into a comprehensive securities firm operating across Mainland China, Hong Kong, and Europe. The company's operations are divided into several key segments: Wealth Management, Investment Banking, Asset Management, Trading and Institution, and Finance Lease. The Wealth Management segment provides securities and futures brokering, investment consulting, and wealth management services, including margin financing and securities lending. The Investment Banking segment focuses on sponsoring and underwriting equity and debt capital markets, offering financial consulting, and services related to national equities exchange. The Asset Management segment caters to individual, corporate, and institutional clients through investment products such as asset, fund, and private equity management. The Trading and Institution segment offers stock sales and trading, prime brokerage, and market-making services. The Finance Lease segment provides financial solutions like finance and operating leases. Additionally, the company engages in fund trading, distribution, financial futures broking, investment advisory, banking services, and real estate activities. Haitong Securities has established itself as a significant player in the Chinese financial market, navigating regulatory landscapes and competitive pressures to deliver a broad suite of financial services.
What Products and Services Does HAITY Offer?
- Provides securities and futures brokering and dealing services.
- Offers investment consulting and wealth management services.
- Provides sponsoring and underwriting services in equity and debt capital markets.
- Offers financial consulting services, including merger and assets restructuring.
- Provides investment management services on investment products.
- Offers stock sales and trading, prime brokerage, and stock lending services.
- Provides market-making services for fixed income, currency, and commodity products.
- Offers financial solutions that include finance and operating lease.
How Does HAITY Make Money?
- Generates revenue through brokerage commissions from securities and futures trading.
- Earns fees from investment banking activities, such as underwriting and advisory services.
- Manages assets for individual and institutional clients, earning management fees.
- Engages in trading activities, generating profits from market-making and proprietary trading.
- Provides finance lease services, earning interest and lease payments.
What Industry Does HAITY Operate In?
Haitong Securities operates within the dynamic financial services industry, characterized by evolving regulatory frameworks and increasing competition. The Chinese securities market is experiencing growth driven by increasing domestic investment and internationalization. However, the industry faces challenges such as regulatory scrutiny, market volatility, and the need for technological innovation. Haitong competes with both domestic and international firms, including AKSJF (Nomura Holdings, Inc.), AVFCF (Daiwa Securities Group Inc.), BKAMF (Mitsubishi UFJ Financial Group, Inc.), BREJY (UBS Group AG), and HUATF (China Securities Co., Ltd.), each vying for market share in wealth management, investment banking, and asset management.
Who Are HAITY's Key Customers?
- Individual investors seeking wealth management and brokerage services.
- Corporate clients requiring investment banking and financial consulting services.
- Institutional investors seeking asset management and trading services.
- Companies needing finance lease solutions.
- High-net-worth individuals seeking personalized investment advice.
Financial Health
Haitong Securities Co., Ltd.'s Piotroski F-Score is 5/9, a 9-point checklist of profitability, leverage and efficiency — a middling fundamental profile. Its Altman Z-Score of 0.72 places it in the distress zone, a signal of elevated financial risk.
Quarterly Financial Performance: Haitong Securities Co., Ltd.
Revenue for Haitong Securities Co., Ltd. came in at $3.85B during Q3 2024, a 5.3% contraction versus the preceding quarter. The company recorded a net loss of $1.61B, with diluted EPS of $-1.20. Revenue has contracted over three consecutive quarters, which investors in this large-cap Financial Services stock should monitor closely.
HAITY Valuation & Market Position
With a $104B market cap, Haitong Securities Co., Ltd. sits in the large-cap segment of the market.
Key Financial Metrics
Return on equity for Haitong Securities Co., Ltd. stands at 0.6%, a gauge of how efficiently it converts shareholder capital into profit. Return on assets is 0.1%, showing how much profit it generates from its asset base. HAITY trades at a trailing price-to-earnings ratio of 134.44, above the Financial Services sector average of ~18x. Its free cash flow yield is 1.9%, a gauge of the cash the business throws off relative to its market value. A current ratio of 18.03 indicates the company holds enough short-term assets to cover its near-term obligations. Its earnings yield is 0.7%, the inverse of the P/E and a quick read on earnings relative to price.
Company Profile
Haitong Securities Co., Ltd. operates in the Financial - Capital Markets industry within the Financial Services sector. It is headquartered in Shanghai, CN. The company is led by CEO Jun Li. HAITY has traded publicly since 2015.
HAITY Financials
Fundamental Snapshot
Based on FMP financials and quantitative analysis
Bull Case vs Bear Case
Bull Case
- Recent insider buying suggests confidence in the company's future performance, indicating that key stakeholders believe in its growth potential.
- Community sentiment has shifted positively, with discussions highlighting the company's strong market position and strategic initiatives.
- Analysts are noting an increase in retail investor interest, signaling a potential resurgence in trading activity and market engagement.
- Haitong's recent partnerships and expansion efforts are being well-received, suggesting a proactive approach to tapping into new revenue streams.
Bear Case
- Concerns have been raised about regulatory changes in the financial sector, which could impact operational flexibility and profitability.
- Community sentiment reflects skepticism over the company's ability to maintain its competitive edge amid increasing market competition.
- Some bearish analysts point to potential risks in global economic conditions that could affect trading volumes and overall performance.
- Recent earnings reports have not met market expectations, leading to doubts about the company's short-term growth trajectory.
AI-generated arguments based on insider flow, news sentiment and technicals — not financial advice · March 2026
Recent Quarterly Results
| Quarter | Revenue | Net Income | EPS |
|---|---|---|---|
| Q3 2024 | $3.85B | -$1.61B | -$1.20 |
| Q2 2024 | $4.06B | $42M | $0.03 |
| Q1 2024 | $7.42B | $911M | $0.70 |
Based on FMP financials and quantitative analysis
HAITY Latest News
No recent news available for HAITY.
HAITY Analyst Consensus
Consensus Rating
Aggregated Buy/Hold/Sell recommendations from Benzinga, Yahoo Finance, and Finnhub for HAITY.
Price Targets
Wall Street price target analysis for HAITY.
HAITY MoonshotScore
What does this score mean?
The MoonshotScore rates HAITY 0-100 on quantitative fundamentals — growth, financial health, valuation, momentum, and risk.
Leadership: Jun Li
Unknown
Information regarding Jun Li's background is not available in the provided data. Details about his career history, education, and previous roles are unknown. Further research would be required to provide a comprehensive profile.
Track Record: Information regarding Jun Li's track record is not available in the provided data. Key achievements, strategic decisions, and company milestones under his leadership are unknown. Further research would be required to provide a detailed assessment.
Haitong Securities Co., Ltd. ADR Information Unsponsored
An American Depositary Receipt (ADR) is a certificate representing shares of a foreign company's stock, allowing U.S. investors to trade the shares on American stock exchanges. HAITY functions as an ADR, enabling U.S. investors to indirectly invest in Haitong Securities Co., Ltd. without directly dealing with the Shanghai stock exchange.
- Home Market Ticker: Shanghai Stock Exchange, China
- ADR Level: 1
- ADR Ratio: 1:1
- Home Market Ticker: HAIT
HAITY OTC Market Information
The OTC Other tier represents the lowest tier of the over-the-counter (OTC) market. Companies in this tier often have limited or no financial disclosure requirements, making it difficult for investors to assess their financial health and operational performance. Unlike companies listed on major exchanges like the NYSE or NASDAQ, OTC Other companies do not need to meet minimum listing standards, which can increase investment risk.
- OTC Tier: OTC Other
- Limited financial disclosure increases the risk of investing in HAITY.
- Low trading volume can lead to price volatility and illiquidity.
- Lack of regulatory oversight on the OTC market increases the potential for fraud and manipulation.
- The OTC Other tier carries a higher risk of company failure or delisting.
- Limited information about the company's management and operations increases uncertainty.
- Verify the company's registration and legal status.
- Assess the company's financial health based on available information.
- Research the company's management team and their track record.
- Understand the company's business model and competitive landscape.
- Evaluate the liquidity and trading volume of the stock.
- Consider the risks associated with investing in the OTC market.
- Consult with a financial advisor before making any investment decisions.
- Established presence in the Chinese financial market.
- Diverse range of financial services.
- Significant market capitalization.
- Operations in Mainland China, Hong Kong, and Europe.
- Presence of a CEO, Jun Li, managing a large workforce.
What Investors Ask About Haitong Securities Co., Ltd. (HAITY) — Financial Services
What does Haitong Securities Co., Ltd. do?
Haitong Securities Co., Ltd. is a comprehensive securities firm providing a range of financial services across Mainland China, Hong Kong, and Europe. Its core business segments include wealth management, investment banking, asset management, trading and institution, and finance lease. The company facilitates securities trading, offers investment advisory services, underwrites equity and debt offerings, manages investment portfolios, and provides financial leasing solutions to individual, corporate, and institutional clients.
What are the main risks for HAITY?
Haitong Securities faces several key risks, including regulatory changes in China that could impact its operations and profitability. Economic slowdowns in China and globally could reduce trading volumes and investment activity. Increased competition from domestic and international firms could erode market share. Market volatility could negatively affect trading performance and asset values. Additionally, currency fluctuations between the Chinese Yuan and other currencies could impact the company's financial results.
What are the key factors to evaluate for HAITY?
Evaluate HAITY on fundamentals, analyst consensus, and risk factors. Haitong Securities, with a market capitalization of $104B, presents a mixed investment profile. Not financial advice.
How frequently does HAITY data refresh on this page?
HAITY's price was last updated on Aug 20, 2026 and refreshes on page view during U.S. market hours — it is not a real-time exchange feed. Fundamentals update after quarterly filings; the MoonshotScore recalculates nightly; news aggregates continuously.
What has driven HAITY's recent stock price performance?
Haitong Securities Co., Ltd. (HAITY) moves on earnings results, analyst revisions, sector rotation, and market sentiment. Notable catalyst: Established presence in the Chinese financial market. See the News tab for the latest drivers. Past performance does not predict future results.
Should investors consider HAITY overvalued or undervalued right now?
Haitong Securities Co., Ltd. (HAITY) has no trailing P/E available here, so lean on price-to-sales and cash flow in the Financials tab. Compare P/E, P/S, and EV/EBITDA against sector peers for a full view.
How do I research HAITY before investing?
Before investing in Haitong Securities Co., Ltd. (HAITY), research these four areas: (1) the company's revenue model and competitive position (see Company Overview), (2) financial health through revenue growth, margins, and cash flow (see MoonshotScore), (3) analyst consensus ratings and price targets (see Analyst tab), and (4) specific risk factors that could impact the stock (see Risk Factors section).
Why might investors consider adding HAITY to a portfolio?
Key strength of Haitong Securities Co., Ltd. (HAITY): Established presence in the Chinese financial market. Weigh rewards against risks and diversify. Not financial advice.
Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.
Official Resources
Data provided for informational purposes only.
- Information is based on available data and may not be exhaustive.
- AI analysis is pending, and analyst opinions are not included.
- OTC market data may be limited and less reliable than exchange-listed data.