NUMG ETF — Holdings & Analysis

The Fund employs a passive management (or “indexing”) approach, investing primarily in mid-capitalization U.S. 0.31% expense ratio, $334M AUM, 43 holdings, inception 2016.

Nuveen ESG Mid-Cap Growth (NUMG) ETF — Price, Holdings & Analysis

The Fund employs a passive management (or “indexing”) approach, investing primarily in mid-capitalization U.S. 0.31% expense ratio, $334M AUM, 43 holdings, inception 2016.

ETF Overview

S. equity securities that exhibit overall growth style characteristics and that satisfy certain environmental, social and governance (“ESG”) criteria. The Fund seeks to track the investments results, before fees and expenses, of the Nuveen ESG USA Mid-Cap Growth Index.

The Fund employs a passive management (or “indexing”) approach, investing primarily in mid-capitalization U.S. equity securities that exhibit overall growth style characteristics and that satisfy certain environmental, social and governance (“ESG”) criteria. The Fund seeks to track the investments results, before fees and expenses, of the Nuveen ESG USA Mid-Cap Growth Index. Nuveen ESG Mid-Cap Growth provides exposure to the us equity market. The portfolio is moderately concentrated with 43 holdings. Sector allocation is spread across 9 sectors, with Technology as the largest at 26.8%.

Risk Metrics

With a beta of 1.36, this fund is more volatile than the broader market. As with all ETFs, the fund is subject to market risk and its value will fluctuate with market conditions. Past performance does not guarantee future results. the may be worth researching fund's investment objectives, risks, charges, and expenses carefully before investing.

Expense Ratio

0.31%

What does NUMG hold?

Holding	Weight
Ciena Corp (CIEN)	5.11%
Comfort Systems USA Inc (FIX)	4.92%
W.W. Grainger Inc (GWW)	4.65%
IDEXX Laboratories Inc (IDXX)	4.28%
Carvana Co Class A (CVNA)	3.92%
Axon Enterprise Inc (AXON)	3.63%
Ulta Beauty Inc (ULTA)	3.52%
Alnylam Pharmaceuticals Inc (ALNY)	3.52%
EMCOR Group Inc (EME)	3.41%
Interactive Brokers Group Inc Class A (IBKR)	3.17%

How Is the Fund Allocated?

Sector	Weight
Technology	26.8%
Industrials	21.5%
Healthcare	15.5%
Consumer Cyclical	14.2%
Communication Services	7.8%
Financial Services	6.5%
Real Estate	4.2%
Basic Materials	2.6%
Utilities	0.9%

Country	Weight
United States	97.8%
Canada	2.1%
Other	0.1%

Dividend Yield

0.00%

JPMorgan Nasdaq Hedged Equity Laddered Overlay ETF (HEQQ) — 0.50% expense ratio
WisdomTree U.S. Total Dividend Fund (DTD) — 0.28% expense ratio
WisdomTree U.S. High Dividend Fund (DHS) — 0.38% expense ratio
Dimensional - US Large Cap Value ETF (DFLV) — 0.21% expense ratio
Dimensional - US Small Cap Value ETF (DFSV) — 0.30% expense ratio
VictoryShares Dividend Accelerator ETF (VSDA) — 0.40% expense ratio
WisdomTree U.S. AI Enhanced Value Fund (AIVL) — 0.38% expense ratio
JPMorgan Fundamental Data Science Large Core ETF (LCDS) — 0.30% expense ratio

Nuveen ESG International Developed Markets Equity (NUDM) (Global Equity) — 0.27% expense ratio
Nuveen Sustainable Core (NSCR) (US Equity) — 0.45% expense ratio

Risk Metrics

Beta: 1.36

Questions & Answers

What is Nuveen ESG Mid-Cap Growth (NUMG)?

With $334M in assets under management, it is a funds in its category.

What is the expense ratio for NUMG?

Nuveen ESG Mid-Cap Growth has an expense ratio of 0.31%, which is considered moderate for us equity ETFs. This means for every $10,000 invested, annual fees would be approximately $31.

Lower expense ratios generally lead to better long-term returns, all else being equal.

What are the top holdings in NUMG?

The three largest positions in Nuveen ESG Mid-Cap Growth are Ciena Corp (CIEN, 5.1%), Comfort Systems USA Inc (FIX, 4.9%), W.W. Grainger Inc (GWW, 4.7%). Together these top three holdings represent 14.7% of the fund, out of 43 total positions.

The fund is relatively diversified across its holdings.

What sectors does NUMG invest in?

Nuveen ESG Mid-Cap Growth allocates across 9 sectors. The largest sector exposures are Technology (26.8%), Industrials (21.5%), Healthcare (15.5%). The sector allocation provides broad market exposure across multiple industries.

How long has NUMG been around?

Nuveen ESG Mid-Cap Growth was launched in 2016, making it 10 years old. With over a decade of history, it has navigated various market conditions. It is managed by Nuveen.