Fuller & Thaler Behavioral Small-Cap Equity Fund (FTHSX) Fund Overview

Fuller & Thaler Behavioral Small-Cap Equity Fund (FTHSX) Financial Services Profile

Fuller & Thaler Behavioral Small-Cap Equity Fund (FTHSX) focuses on U.S. small-cap stocks, leveraging behavioral finance to identify undervalued companies. With $11.32B market cap and a beta of 1.07, the fund seeks to outperform through a disciplined, research-driven approach in the competitive asset management industry.

What Is the Investment Thesis for FTHSX?

FTHSX presents a notable research candidate for investors seeking exposure to the small-cap equity market with a behavioral finance twist. The fund's strategy of exploiting investor biases offers a unique approach to generating alpha. With a beta of 1.07, the fund exhibits market-like volatility. Key to the fund's success is its ability to consistently identify and capitalize on undervalued companies, driven by its rigorous research process and deep understanding of behavioral finance principles. The fund's performance is closely tied to the overall health of the U.S. economy and the performance of the small-cap equity market. The absence of a dividend yield may deter some income-focused investors, but the potential for capital appreciation remains the primary value driver.

Based on FMP financials and quantitative analysis

FTHSX Key Highlights

Market Cap of $11.32B indicates a substantial asset base for the fund.

• Beta of 1.07 suggests the fund's volatility is similar to the overall market.
• Investment strategy focused on behavioral finance principles aims to exploit market inefficiencies.
• The fund invests at least 80% of its net assets in U.S.-based small-cap companies.
• No dividend yield may appeal to growth-oriented investors seeking capital appreciation.

Who Are FTHSX's Competitors?

FTHSX is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.

AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance

What Are FTHSX's Key Strengths?

Unique investment strategy based on behavioral finance.

• Experienced management team.
• Diversified portfolio.
• Strong track record.

What Are FTHSX's Weaknesses?

Reliance on the accuracy of behavioral finance models.

• Potential for underperformance in certain market conditions.
• Absence of dividend yield may deter some investors.
• Higher expense ratio compared to passively managed funds.

What Are the Key Risks for FTHSX?

Underperformance relative to benchmark indices.

• Market volatility impacting small-cap stocks.
• Changes in investor sentiment towards behavioral finance.
• Competition from other asset management firms.
• Economic recession affecting small-cap company performance.

What Threats Does FTHSX Face?

• Increased competition from other asset management firms.
• Changes in market conditions that favor different investment styles.
• Regulatory changes that could impact the asset management industry.
• Economic downturn that could negatively impact small-cap companies.

What Are FTHSX's Competitive Advantages?

• Proprietary behavioral finance models that provide a unique investment edge.
• Experienced management team with a deep understanding of behavioral economics.
• Established track record of outperforming the market.
• Strong brand reputation and investor trust.

What Does FTHSX Do?

Fuller & Thaler Behavioral Small-Cap Equity Fund (FTHSX) is an actively managed fund that invests primarily in the common stocks of small-capitalization companies located in the United States. The fund's investment strategy is rooted in behavioral finance, an approach that seeks to exploit systematic errors in investor decision-making. The fund managers believe that by understanding and anticipating these behavioral biases, they can identify undervalued companies with the potential for significant capital appreciation. The fund considers a company to be U.S.-based if it is publicly traded in the U.S. and meets at least one of the following criteria: incorporation in the U.S., headquarters in the U.S., primary location of reported assets in the U.S., or majority of revenue derived from the U.S. The fund's investment universe consists of small-cap companies, which are generally defined as those with market capitalizations similar to those included in the Russell 2000 Index. The fund maintains a diversified portfolio across various sectors and industries, aiming to reduce risk while maximizing potential returns. The fund does not declare a dividend. As of 2026, the fund has a market cap of $11.32 billion.

What Products and Services Does FTHSX Offer?

• Invests in common stocks of U.S.-based small-cap companies.
• Utilizes behavioral finance principles to identify undervalued companies.
• Manages a diversified portfolio across various sectors and industries.
• Seeks to generate capital appreciation for its investors.
• Conducts rigorous research to identify companies with strong growth potential.
• Actively manages the portfolio to adapt to changing market conditions.

How Does FTHSX Make Money?

• Generates revenue through management fees charged on assets under management (AUM).
• Fees are typically a percentage of the fund's average daily net assets.
• The fund's profitability is directly tied to its ability to attract and retain assets.

What Industry Does FTHSX Operate In?

FTHSX operates within the asset management industry, a highly competitive sector characterized by a diverse range of investment strategies and product offerings. The industry is influenced by macroeconomic factors, market volatility, and regulatory changes. The fund's focus on small-cap equities and behavioral finance differentiates it from many of its peers. The asset management industry is experiencing growth driven by increasing demand for investment products and services, particularly from individual investors and retirement savers. Competitors like FFLEX, FPACX, FPADX, HGITX, and LIPIX also vie for market share in this space.

Who Are FTHSX's Key Customers?

• Individual investors seeking exposure to small-cap equities.
• Institutional investors, such as pension funds and endowments.
• Financial advisors who recommend the fund to their clients.

FTHSX Financials

FTHSX Latest News

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FTHSX Analyst Consensus

FTHSX MoonshotScore

Fuller & Thaler Behavioral Small-Cap Equity Fund Financials Stock: Key Questions Answered

Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.

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