US Treasury 5 Year Note ETF (UFIV) Stock Analysis
For informational purposes only. Not financial advice. Analysis by Sedat ANAK, Founder & Editor-in-Chief | AI-powered analysis. Data sourced from SEC filings and institutional-grade financial providers. Editorially reviewed. Not financial advice.
US Treasury 5 Year Note ETF (UFIV) trades at $47.98. US Treasury 5 Year Note ETF (UFIV) aims to mirror the performance of the ICE BofA Current 5-Year US Treasury Index. Market cap: $43.8M, Sector: Financial services.
Price as of Aug 21, 2026 · Last analyzed: Mar 17, 2026Analyst Coverage for UFIV: UFIV does not currently have published analyst price targets in our coverage universe. This is common for smaller-cap names with limited Wall Street coverage. In the absence of analyst consensus, our AI model evaluates UFIV against Financial Services peers across nine fundamental dimensions and assigns an underweight signal based on the underlying data.
Not enough scored data yet to form a council read on UFIV.
How is this calculated? →US Treasury 5 Year Note ETF (UFIV) Financial Services Profile
US Treasury 5 Year Note ETF (UFIV) provides targeted exposure to the intermediate-term U.S. Treasury market by tracking the ICE BofA Current 5-Year US Treasury Index. The fund focuses on a single, recently issued 5-year Treasury note, differentiating it from broader bond ETFs and offering a specific duration profile.
What Is the Investment Thesis for UFIV?
UFIV offers a focused approach to investing in U.S. Treasury notes, specifically targeting the 5-year maturity. With a beta of 0.11, UFIV demonstrates low volatility relative to the broader market. The fund's performance is closely tied to the yield of the 5-year Treasury note, making it sensitive to interest rate fluctuations. A potential growth catalyst is increased demand for duration-specific fixed income products as investors seek to fine-tune their portfolio's interest rate risk. However, the fund's value can be negatively impacted by rising interest rates, which could lead to capital losses. The absence of a dividend yield may deter income-seeking investors. The fund's relatively small market cap of $43.8M could pose liquidity challenges for larger institutional investors. The investment thesis hinges on the investor's outlook for interest rates and the desire for targeted exposure to the 5-year Treasury market.
Based on FMP financials and quantitative analysis
UFIV Key Highlights
UFIV's investment strategy focuses on replicating the performance of the ICE BofA Current 5-Year US Treasury Index.
- The fund maintains a low beta of 0.11, indicating lower volatility compared to the broader market.
- UFIV's performance is directly linked to the yield of the current 5-year U.S. Treasury note.
- The fund's expense ratio is designed to be competitive within the fixed income ETF landscape.
- With a market cap of $43.8M, UFIV's liquidity may be a consideration for larger institutional investors.
Who Are UFIV's Competitors?
UFIV is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.
| Company | Price | Change | Market Cap | AI Score |
|---|---|---|---|---|
| AADR DORSEY WRIGHT ADR ETF | $83.20 | -0.78% | $41.9M | 44 |
| CPNJ Calamos Nasdaq-100 Structured Alt Protection ETF – June | $27.61 | -0.20% | $40.3M | — |
| CVRD Madison Covered Call ETF | $18.89 | +0.00% | $32.9M | 44 |
| FCUS Pinnacle Focused Opportunities ETF | $37.40 | -0.31% | $83.2M | 47 |
| KDEF PLUS Korea Defense Industry Index ETF | $43.77 | -1.20% | $43.8M | 47 |
| EEA The European Equity Fund, Inc. | $11.15 | -0.59% | $74.7M | 67 |
| HNNA Hennessy Advisors, Inc. | $9.89 | -1.30% | $78.2M | 81 |
| BCG Binah Capital Group, Inc. | $1.40 | +0.72% | $23.5M | 78 |
AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance
What Are UFIV's Key Strengths?
Targeted exposure to the 5-year U.S. Treasury market.
- Low expense ratio compared to actively managed bond funds.
- Transparency and liquidity of an ETF structure.
- Low correlation to other asset classes, providing diversification benefits.
What Are UFIV's Weaknesses?
Sensitivity to interest rate fluctuations.
- Lack of dividend yield may deter income-seeking investors.
- Small market cap may pose liquidity challenges for larger investors.
- Concentrated investment in a single security.
What Could Drive UFIV Stock Higher?
Potential shifts in Federal Reserve monetary policy impacting interest rates.
- Changes in inflation expectations influencing Treasury yields.
- Geopolitical events impacting demand for U.S. Treasury securities.
What Are the Key Risks for UFIV?
Rising interest rates could lead to capital losses for the fund.
- Changes in the creditworthiness of the U.S. government.
- Liquidity risk due to the fund's relatively small market cap.
- Competition from other fixed income ETFs with similar objectives.
What Are the Growth Opportunities for UFIV?
- Increased demand for targeted duration exposure: As investors become more sophisticated in managing interest rate risk, the demand for ETFs like UFIV that offer specific duration targets may increase. The market for fixed income ETFs is projected to grow as investors seek efficient and low-cost ways to access different segments of the bond market. UFIV's focus on the 5-year Treasury note provides a unique tool for investors looking to fine-tune their portfolio's duration.
- Rising interest rate environment: In a rising interest rate environment, investors may seek to reduce their portfolio's duration to mitigate potential losses. UFIV's shorter duration compared to longer-term bond funds may make it a noteworthy option for investors looking to manage interest rate risk. While rising rates can negatively impact bond prices, UFIV's focus on the 5-year maturity may offer some protection compared to longer-dated securities.
- Expansion of fixed income ETF market: The overall market for fixed income ETFs is expected to continue growing as investors increasingly use ETFs to build diversified portfolios. UFIV can benefit from this trend by attracting investors who are specifically seeking exposure to the 5-year Treasury market. The growth of the ETF market is driven by factors such as increased transparency, lower costs, and greater accessibility compared to traditional mutual funds.
- Strategic asset allocation: UFIV can be used as a strategic asset allocation tool by investors who have a specific outlook for interest rates and the economy. By adjusting their allocation to UFIV, investors can express their views on the direction of interest rates and potentially enhance their portfolio's risk-adjusted returns. The fund's focus on the 5-year Treasury note provides a targeted way to implement these strategies.
- Increased awareness among financial advisors: As financial advisors become more familiar with the benefits of ETFs, they may increasingly recommend UFIV to their clients as a way to gain exposure to the 5-year Treasury market. Financial advisors play a key role in asset allocation decisions, and their adoption of ETFs can drive significant growth in the market. UFIV's targeted approach and low cost may make it a noteworthy option for advisors looking to build diversified fixed income portfolios.
What Threats Does UFIV Face?
- Rising interest rates could lead to capital losses.
- Competition from other Treasury ETFs and bond funds.
- Changes in the composition of the ICE BofA Current 5-Year US Treasury Index.
- Economic downturn could negatively impact Treasury yields.
What Are UFIV's Competitive Advantages?
- Low-cost structure: UFIV's expense ratio is designed to be competitive, attracting cost-conscious investors.
- Transparency: As an ETF, UFIV provides daily transparency into its holdings, allowing investors to see exactly what they own.
- Liquidity: UFIV trades on major exchanges, providing liquidity for investors to buy and sell shares.
- Targeted exposure: UFIV offers a specific duration target, catering to investors with specific interest rate views.
What Does UFIV Do?
US Treasury 5 Year Note ETF (UFIV) is designed to replicate the investment results of the ICE BofA Current 5-Year US Treasury Index. This index is composed of a single security: the most recently issued 5-year U.S. Treasury note. The fund operates under the guidance of an adviser who is responsible for ensuring that at least 80% of the fund's net assets (plus any borrowings for investment purposes) are invested in the component securities of the underlying index. By focusing on a specific maturity segment of the Treasury market, UFIV offers investors a targeted tool for managing interest rate risk and adjusting portfolio duration. Unlike broader bond ETFs that may hold a variety of maturities, UFIV's concentrated approach provides a more direct exposure to the performance of the current 5-year Treasury note. This can be particularly useful for investors seeking to implement specific investment strategies based on expectations for interest rate movements in the intermediate term. The fund's investment strategy is relatively passive, aiming to track the index rather than actively selecting securities. This approach typically results in lower management fees compared to actively managed bond funds. UFIV is available to a wide range of investors, including individuals, institutions, and financial advisors.
What Products and Services Does UFIV Offer?
- Tracks the investment results of the ICE BofA Current 5-Year US Treasury Index.
- Invests primarily in the most recently issued 5-year U.S. Treasury note.
- Provides targeted exposure to the intermediate-term U.S. Treasury market.
- Offers a tool for managing interest rate risk and adjusting portfolio duration.
- Operates as a passively managed ETF, seeking to replicate the index's performance.
- Provides liquidity and transparency through exchange trading.
How Does UFIV Make Money?
- Generates revenue through management fees charged on assets under management (AUM).
- Aims to attract and retain investors seeking exposure to the 5-year Treasury market.
- Operates with a low-cost structure to compete with other fixed income ETFs.
- Distributes shares through various brokerage platforms and financial intermediaries.
What Industry Does UFIV Operate In?
The asset management industry is characterized by a wide range of investment vehicles, including ETFs, mutual funds, and hedge funds. ETFs like UFIV have gained popularity due to their transparency, liquidity, and low cost. The fixed income ETF segment has seen significant growth as investors seek efficient ways to access different parts of the bond market. UFIV competes with other Treasury ETFs and broader bond funds, offering a specific duration target. The competitive landscape includes funds with varying maturities and credit quality, catering to diverse investor preferences. Market trends such as rising interest rates and inflation expectations can significantly impact the performance of fixed income ETFs.
Who Are UFIV's Key Customers?
- Institutional investors seeking to manage interest rate risk.
- Financial advisors looking to build diversified fixed income portfolios.
- Individual investors seeking targeted exposure to the 5-year Treasury market.
- Hedge funds and other sophisticated investors implementing trading strategies.
UFIV Financials
Bull Case vs Bear Case
Bull Case
- Treasury yields are looking more attractive as inflation fears cool down, making UFIV a safe haven for investors seeking stability.
- The ETF's focus on 5-year notes positions it well if the Fed signals a pause or pivot in rate hikes, potentially boosting demand.
- Recent market volatility has increased interest in government bonds, with investors rotating into safer assets like UFIV.
- Community sentiment suggests a growing belief that interest rates are peaking, which could lead to capital appreciation in UFIV.
Bear Case
- Rising interest rate concerns are still present in the market, potentially leading to further yield increases and downward pressure on UFIV.
- Inflation, while cooling, remains above the Fed's target, creating uncertainty about the future direction of monetary policy.
- The ETF's sensitivity to interest rate changes makes it vulnerable if rates unexpectedly rise, impacting its price.
- Bearish community views suggest that the ETF may underperform other asset classes if economic growth remains resilient.
AI-generated arguments based on insider flow, news sentiment and technicals — not financial advice · March 2026
UFIV Latest News
No recent news available for UFIV.
UFIV Analyst Consensus
Consensus Rating
Aggregated Buy/Hold/Sell recommendations from Benzinga, Yahoo Finance, and Finnhub for UFIV.
Price Targets
Wall Street price target analysis for UFIV.
UFIV MoonshotScore
What does this score mean?
The MoonshotScore rates UFIV 0-100 on quantitative fundamentals — growth, financial health, valuation, momentum, and risk.
UFIV Financial Services Stock FAQ
What does US Treasury 5 Year Note ETF do?
US Treasury 5 Year Note ETF (UFIV) is designed to track the performance of the ICE BofA Current 5-Year US Treasury Index. The fund invests primarily in the most recently issued 5-year U.S. Treasury note, providing investors with targeted exposure to this specific segment of the U.S. government bond market.
What are the main risks for UFIV?
The primary risk for UFIV is interest rate risk. As a fixed income ETF, its value is inversely related to interest rates; rising rates can lead to capital losses. The fund's focus on the 5-year Treasury note makes it particularly sensitive to changes in yields at that maturity. Additionally, the fund faces credit risk, although U.S.
What are the key factors to evaluate for UFIV?
Evaluate UFIV on fundamentals, analyst consensus, and risk factors. UFIV offers a focused approach to investing in U.S. Not financial advice.
How frequently does UFIV data refresh on this page?
UFIV's price was last updated on Aug 21, 2026 and refreshes on page view during U.S. market hours — it is not a real-time exchange feed. Fundamentals update after quarterly filings; the MoonshotScore recalculates nightly; news aggregates continuously.
What has driven UFIV's recent stock price performance?
US Treasury 5 Year Note ETF (UFIV) moves on earnings results, analyst revisions, sector rotation, and market sentiment. Notable catalyst: Targeted exposure to the 5-year U.S. Treasury market. See the News tab for the latest drivers. Past performance does not predict future results.
Should investors consider UFIV overvalued or undervalued right now?
US Treasury 5 Year Note ETF (UFIV) has no trailing P/E available here, so lean on price-to-sales and cash flow in the Financials tab. Compare P/E, P/S, and EV/EBITDA against sector peers for a full view.
How do I research UFIV before investing?
Before investing in US Treasury 5 Year Note ETF (UFIV), research these four areas: (1) the company's revenue model and competitive position (see Company Overview), (2) financial health through revenue growth, margins, and cash flow (see MoonshotScore), (3) analyst consensus ratings and price targets (see Analyst tab), and (4) specific risk factors that could impact the stock (see Risk Factors section).
Why might investors consider adding UFIV to a portfolio?
Key strength of US Treasury 5 Year Note ETF (UFIV): Targeted exposure to the 5-year U.S. Treasury market. Weigh rewards against risks and diversify. Not financial advice.
Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.
Official Resources
Data provided for informational purposes only.
- AI analysis pending for UFIV.
- The fund's performance is highly dependent on interest rate movements.
- Small market cap may affect liquidity for large trades.