Guotai Junan Securities Co., Ltd. (GUOSF) Stock Analysis
Educational signal · not a buy or sell recommendation · How to read this
P/E 9.07 means the share price is 9.07 times one year of earnings per share; the S&P 500 usually sits near 20-25. Market cap $48.7B is the value of all shares combined. Beta 0.25: the stock has moved about 75% less than the S&P 500.
For informational purposes only. Not financial advice. Machine-generated analysis by Stock Expert AI — model gemini-2.0-flash, generated Mar 18, 2026. Editorial oversight is systemic, not page-by-page. Editorially accountable: Sedat ANAK, Founder and Editor-in-Chief. Data sources: Financial Modeling Prep, Yahoo Finance, SEC EDGAR
Quick AnswerGuotai Junan Securities Co., Ltd. (GUOSF) trades at $2.00. Market cap: $48.7B, Sector: Financial services.
Price as of Sep 11, 2026 · Last analyzed: Mar 18, 2026Analyst Coverage for GUOSF: GUOSF does not currently have published analyst price targets in our coverage universe. This is common for smaller-cap names with limited Wall Street coverage. In the absence of analyst consensus, our AI model evaluates GUOSF against Financial Services peers across nine fundamental dimensions and assigns a neutral fundamental signal based on the underlying data.
No score published: this stock trades under $10,000 on a typical day, so the price beside it is not one you could reliably act on.
GUOSF: 1/2 scored disciplines lean bullish. Dominant signal: Seth Klarman bullish.
How is this calculated? →AI simulations built from the named investors' published principles. Not affiliated with, endorsed by, or the opinion of these individuals. How these lenses are built
Guotai Junan Securities Co., Ltd. (GUOSF) Financial Services Profile
Guotai Junan Securities Co., Ltd., established in 1992, is a comprehensive financial services provider operating in Mainland China, Hong Kong, and internationally. With a diverse portfolio spanning wealth management, investment banking, and asset management, the company serves both individual and institutional clients, boasting a substantial $48.7B market capitalization.
What Is the Investment Thesis for GUOSF?
With a market capitalization of $48.7B and a healthy profit margin of 35.6%, the company demonstrates financial stability. The company's beta of 0.25 suggests lower volatility compared to the broader market. Growth catalysts include expansion of its wealth management and investment banking services, particularly in the international market. However, potential risks include regulatory changes in China and increased competition from fintech companies. The company's P/E ratio of 9.07 and dividend yield of 2.41% offer value to investors.
Based on FMP financials and quantitative analysis
GUOSF Key Highlights
Market Cap of $48.7B indicates a strong market presence and investor confidence.
- Profit Margin of 35.6% showcases efficient operations and profitability.
- Gross Margin of 74.3% reflects the company's ability to generate revenue efficiently.
- P/E Ratio of 9.07 suggests the company may be undervalued compared to its earnings.
- Dividend Yield of 2.41% provides a steady income stream for investors.
Who Are GUOSF's Competitors?
GUOSF is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.
| Company | Price | Change | Market Cap | MoonshotScore |
|---|---|---|---|---|
| BAMGF Brookfield Asset Management Inc. | $16.90 | 0.00% | $57.5B | — |
| BNKHF BOC Hong Kong (Holdings) Limited | $5.95 | 0.00% | $62.9B | 609-signal |
| CIIHF CITIC Securities Company Limited | $3.50 | 0.00% | $51.9B | — |
| MCQEF Macquarie Group Limited | $184.50 | 0.00% | $70.3B | 459-signal |
| RJF Raymond James Financial, Inc. | $173.53 | -1.11% | $33.3B | 845-pillar |
| NMR Nomura Holdings, Inc. | $10.54 | +0.86% | $30.8B | 755-pillar |
| LPLA LPL Financial Holdings Inc. | $347.26 | -0.67% | $27.8B | 415-pillar |
| CRCL Circle Internet Group | $90.32 | -2.87% | $24.1B | 475-pillar |
AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance This table mixes two scoring engines — compare a number only with others carrying the same tag.
What Are GUOSF's Key Strengths?
Strong brand recognition and market position in China.
- Diversified service offerings across multiple financial segments.
- Extensive distribution network and large client base.
- Experienced management team and strong regulatory relationships.
What Are GUOSF's Weaknesses?
Reliance on the Chinese market and regulatory environment.
- Limited international presence compared to global competitors.
- Exposure to market volatility and economic cycles.
- Potential for increased competition from fintech companies.
What Could Drive GUOSF Stock Higher?
GUOSF catalyst: Expansion of wealth management services in Asia, driven by increasing wealth and demand for financial products.
- Increased investment banking activity, fueled by M&A and capital market transactions.
- Potential strategic partnerships and acquisitions to expand service offerings and geographic reach (within 2-3 years).
- Development of innovative financial products to meet evolving client needs.
- International expansion to access new markets and diversify revenue streams.
What Are the Key Risks for GUOSF?
Financial-distress signal — its Altman Z-Score of 0.59 sits in the distress zone (elevated bankruptcy risk).
- Regulatory changes and increased scrutiny in China, impacting operations and profitability.
- Increased competition from domestic and international players, eroding market share.
- Economic slowdown and market volatility, reducing investment activity and asset values.
- Cybersecurity risks and data breaches, compromising client data and reputation.
- Geopolitical tensions and trade disputes, affecting market sentiment and investment flows.
What Are the Growth Opportunities for GUOSF?
- Expansion of Wealth Management Services: Guotai Junan can capitalize on the growing wealth in China and Asia by expanding its wealth management services. The Asian wealth management market is projected to reach $30 trillion by 2027. By offering personalized investment advice and tailored financial products, the company can attract high-net-worth individuals and families, driving revenue growth and increasing its market share. Timeline: Ongoing.
- Increased Investment Banking Activity: The company can leverage its investment banking expertise to capitalize on the increasing M&A activity and capital market transactions in China and internationally. The global investment banking market is expected to reach $120 billion by 2028. By providing comprehensive advisory services and underwriting expertise, Guotai Junan can secure mandates for high-value transactions, boosting its investment banking revenue. Timeline: Ongoing.
- Strategic Partnerships and Acquisitions: Guotai Junan can pursue strategic partnerships and acquisitions to expand its service offerings and geographic reach. Collaborating with fintech companies can enhance its digital capabilities and attract younger investors. Acquiring smaller financial institutions can provide access to new markets and customer segments. Timeline: Upcoming, within 2-3 years.
- Development of Innovative Financial Products: The company can develop innovative financial products to meet the evolving needs of its clients. This includes structured products, alternative investments, and ESG-focused offerings. By staying ahead of market trends and providing unique investment solutions, Guotai Junan can attract new clients and differentiate itself from competitors. Timeline: Ongoing.
- International Expansion: Guotai Junan can further expand its international presence by establishing offices and partnerships in key financial hubs around the world. This will allow the company to access new markets and diversify its revenue streams. Focus on regions with high growth potential, such as Southeast Asia and the Middle East. Timeline: Ongoing.
What Are GUOSF's Competitive Advantages?
- Established brand reputation and strong market position in China.
- Extensive distribution network and large client base.
- Diversified service offerings across multiple financial segments.
- Strong regulatory relationships and expertise in the Chinese market.
What Does GUOSF Do?
Founded in 1992 and headquartered in Shanghai, China, Guotai Junan Securities Co., Ltd. has evolved into a comprehensive financial services provider. The company offers a wide range of services to individuals and institutional clients across Mainland China, Hong Kong, and internationally. Its operations are structured into five key segments: Wealth Management Business, Investment Banking Business, Institutional and Trading Business, Investment Management Business, and International Business. Guotai Junan's Wealth Management Business provides securities and futures brokerage, financial products, investment advisory, margin financing and securities lending, securities repurchase, and stock pledging services. The Investment Banking Business offers listing sponsorship, equity underwriting, debt underwriting, structured debt financing, M&A financial advisory, and diversified corporate solutions. The Institutional and Trading Business segment focuses on institutional brokerage, trading, investment and equity investment, seat leasing, custody and outsourcing, and QFII services. The Investment Management Business provides asset and fund management services. The International Business segment offers brokerage, corporate finance, asset management, and loans and financing services. In addition to these core services, Guotai Junan also engages in investment transactions across various asset classes, including stocks, fixed income, foreign exchange, and commodities. The company provides integrated financial solutions tailored to clients' investment, financing, and risk management needs. Furthermore, Guotai Junan extends its services to real estate and property management, warehouse services, corporate management consulting, venture capital investment and management, industrial investment, and investment consulting.
What Products and Services Does GUOSF Offer?
- Provides securities and futures brokerage services.
- Offers financial products and investment advisory services.
- Engages in margin financing and securities lending.
- Provides listing sponsorship and equity underwriting services.
- Offers M&A financial advisory and corporate solutions.
- Provides asset management and fund management services.
- Engages in investment transactions in stocks, fixed income, and other asset classes.
How Does GUOSF Make Money?
- Generates revenue through brokerage commissions on securities and futures transactions.
- Earns fees from investment banking activities, such as underwriting and M&A advisory.
- Manages assets and earns management fees based on assets under management.
- Provides margin financing and securities lending services, earning interest income.
What Industry Does GUOSF Operate In?
Guotai Junan Securities operates in the competitive financial services industry, which is experiencing growth driven by increasing investment activity and demand for sophisticated financial products. The industry is characterized by intense competition from both traditional financial institutions and emerging fintech companies. Guotai Junan's diversified service offerings and established presence in Mainland China and Hong Kong position it favorably to capitalize on these trends. The global asset management market is projected to reach $147.2 trillion by 2028, presenting significant opportunities for growth.
Who Are GUOSF's Key Customers?
- Individual investors seeking brokerage and investment advisory services.
- Institutional investors, including pension funds, hedge funds, and mutual funds.
- Corporate clients seeking investment banking and corporate finance solutions.
- High-net-worth individuals and families seeking wealth management services.
Research confidence
Enough evidence to be useful, with gaps worth knowing about.
- ● Scoring coverage unknown
- ● Price is current
- ● Latest filing 73 days ago
- ● No analyst coverage
MoonshotScore History
Recorded daily since 2026-08-23 · 19 snapshots
| 2026-08-23 | 53 |
| 2026-08-26 | 53 |
| 2026-08-29 | 53 |
| 2026-09-01 | 53 |
| 2026-09-04 | 53 |
| 2026-09-07 | 53 |
| 2026-09-10 | 53 |
What changed?
The score has stayed at 53.
Over the same 18 days the stock moved +0.0%.
Financial Health
Guotai Junan Securities Co., Ltd.'s Piotroski F-Score is 8/9, a 9-point checklist of profitability, leverage and efficiency — signaling solid underlying fundamentals. Its Altman Z-Score of 0.59 places it in the distress zone, a signal of elevated financial risk.
Key Financial Metrics
Return on equity for Guotai Junan Securities Co., Ltd. stands at 6.8%, a gauge of how efficiently it converts shareholder capital into profit. Return on assets is 1.0%, showing how much profit it generates from its asset base. GUOSF trades at a trailing price-to-earnings ratio of 9.07, below the Financial Services sector average of ~17.50x. Its free cash flow yield is 55.9%, a gauge of the cash the business throws off relative to its market value. A current ratio of 0.87 means current liabilities exceed short-term assets, a liquidity point worth watching. Its earnings yield is 6.8%, the inverse of the P/E and a quick read on earnings relative to price.
Guotai Junan Securities Co., Ltd. (GUOSF) Valuation Context
Valued at $48.7B, GUOSF is classified as a large-cap stock.
GUOSF Revenue & Earnings Trend
In Q2 FY2026, GUOSF generated $37.95B in top-line revenue, marking a sequential increase of 69.7%. The company recorded net income of $19.98B, with diluted EPS of $1.16. Quarter-over-quarter revenue has been mixed, typical for a unknown company operating in Financial Services. Across the four most recent quarters, GUOSF averaged $0.64 in diluted EPS.
Company Profile
Guotai Junan Securities Co., Ltd. operates in the Financial - Capital Markets industry within the Financial Services sector. It is headquartered in Shanghai, CN. The company is led by CEO Jian Zhu. GUOSF has traded publicly since 2020.
GUOSF Financials
Fundamental Snapshot
Based on FMP financials and quantitative analysis · FY 2025
Bull Case vs Bear Case
Bull Case
- Strong brand recognition and market position in China.
- Diversified service offerings across multiple financial segments.
- Extensive distribution network and large client base.
- Experienced management team and strong regulatory relationships.
Bear Case
- Reliance on the Chinese market and regulatory environment.
- Limited international presence compared to global competitors.
- Exposure to market volatility and economic cycles.
- Potential for increased competition from fintech companies.
AI-generated arguments based on insider flow, news sentiment and technicals — not financial advice · March 2026
Recent Quarterly Results
| Quarter | Revenue | Net Income | EPS |
|---|---|---|---|
| Q2 FY2026 | CN¥37.95B | CN¥19.98B | CN¥1.16 |
| Q1 FY2026 | CN¥22.36B | CN¥6.39B | CN¥0.36 |
| Q4 FY2025 | CN¥53.02B | CN¥11.87B | CN¥0.69 |
| Q3 FY2025 | CN¥15.36B | -CN¥517M | CN¥0.36 |
Q2 FY2026 · filed 30 Jun 2026 · Financial Modeling Prep
Based on FMP financials and quantitative analysis · Reported in CNY
GUOSF Latest News
No recent news available for GUOSF.
GUOSF Analyst Consensus
Consensus Rating
Aggregated Buy/Hold/Sell recommendations collected by Financial Modeling Prep for GUOSF.
Price Targets
Wall Street price target analysis for GUOSF.
GUOSF MoonshotScore
MoonshotScore is Stock Expert AI's proprietary 0-100 research rating, not a buy or sell recommendation. No MoonshotScore is published for GUOSF; grades run from A+ (80-100) to F (below 30).
Leadership: Jian Zhu
CEO
Jian Zhu is the CEO of Guotai Junan Securities Co., Ltd. As CEO, he is responsible for the overall strategic direction and performance of the company, overseeing its various business segments and ensuring its continued growth and success in the competitive financial services industry. He manages a workforce of 14,523 employees.
Track Record: Information about Jian Zhu's specific achievements and strategic decisions as CEO of Guotai Junan Securities Co., Ltd. is not available in the provided data. However, as CEO, he is responsible for guiding the company through various market cycles and regulatory changes, ensuring its financial stability and growth. His leadership is crucial in maintaining Guotai Junan's position as a leading financial services provider in China.
GUOSF OTC Market Information
The OTC Other tier, where Guotai Junan Securities trades, represents the lowest tier of the OTC market. Companies in this tier often have limited or no reporting requirements, meaning less financial information is publicly available compared to companies listed on major exchanges like the NYSE or NASDAQ. This lack of transparency increases the risk for investors as it becomes more difficult to assess the company's financial health and operational performance. Companies in this tier may not meet the listing requirements of higher-tier exchanges, often due to financial distress, regulatory issues, or lack of investor interest.
- OTC Tier: OTC Other
- Limited transparency due to potentially minimal reporting requirements.
- Lower liquidity, leading to wider bid-ask spreads and potential price volatility.
- Higher risk of fraud or manipulation due to less regulatory oversight.
- Potential for delisting or trading suspension due to non-compliance with OTC market rules.
- Difficulty in obtaining reliable information about the company's financial performance and operations.
- Verify the company's registration and regulatory compliance.
- Attempt to obtain and review any available financial statements.
- Assess the company's business model and competitive landscape.
- Research the background and experience of the company's management team.
- Understand the risks associated with investing in OTC stocks.
- Consult with a financial advisor before making any investment decisions.
- Check for any news or regulatory actions related to the company.
- The company has been in operation since 1992, suggesting a degree of stability.
- Guotai Junan Securities is a large company with over 14,500 employees.
- The company operates in multiple segments, including wealth management and investment banking.
- The company has a substantial market capitalization, indicating investor interest.
- The company is based in Shanghai, China, a major financial center.
Common Questions About GUOSF (Financial Services)
Is GUOSF a good stock?
Stock Expert AI does not rate GUOSF buy, sell or hold. Guotai Junan Securities Co., Ltd. has no MoonshotScore yet; read the financial checkup, analyst consensus and risks directly. Whether it fits is your call: check what it sells, whether it earns, what the price assumes, and what would prove you wrong.
What do analysts say about GUOSF stock?
However, key valuation metrics include a market capitalization of $48.7B, a P/E ratio of 9.07, and a dividend yield of 2.41%. Investors should monitor for updates on analyst ratings and price targets as they become available.
What are the key factors to evaluate for GUOSF?
Evaluate GUOSF on fundamentals, analyst consensus, and risk factors. P/E: 9.07x vs the S&P 500's ~20-25x. The company's beta of 0.25 suggests lower volatility compared to the broader market. Not financial advice.
How frequently does GUOSF data refresh on this page?
GUOSF's price was last updated on Sep 11, 2026 and refreshes on page view during U.S. market hours; the quote is a provider snapshot, not an exchange feed. Fundamentals update after quarterly filings; the MoonshotScore recalculates nightly; news aggregates continuously.
What has driven GUOSF's recent stock price performance?
Guotai Junan Securities Co., Ltd. (GUOSF) moves on earnings results, analyst revisions, sector rotation, and market sentiment. Notable catalyst: Strong brand recognition and market position in China. See the News tab for the latest drivers. Past performance does not predict future results.
Should investors consider GUOSF overvalued or undervalued right now?
Guotai Junan Securities Co., Ltd. (GUOSF) trades at 9.07x earnings. Compare P/E, P/S, and EV/EBITDA against sector peers for a full view.
Can I buy fractional shares of GUOSF?
Yes, most major brokerages offer fractional shares of Guotai Junan Securities Co., Ltd. (GUOSF) with no minimum purchase requirement. This means you can invest any dollar amount regardless of the share price. Check your brokerage platform for specific terms, fees, and fractional share availability.
How can I track GUOSF's earnings and financial reports?
Guotai Junan Securities Co., Ltd. (GUOSF) reports quarterly earnings approximately 4-6 weeks after each fiscal quarter ends. You can track earnings dates, revenue and EPS estimates, and actual results on this page's Financials tab. Earnings surprises (beats or misses) often cause significant short-term price moves. Your brokerage can send alerts for GUOSF earnings announcements.
Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.
Official Resources
Data provided for informational purposes only.
- Information is based on available data and may be subject to change.
- OTC market data may be less reliable than exchange-listed data.