Guotai Junan Securities Co., Ltd. (GUOSF)
For informational purposes only. Not financial advice. Analysis by Sedat ANAK, Founder & Editor-in-Chief | AI-powered analysis. Data sourced from SEC filings and institutional-grade financial providers. Editorially reviewed. Not financial advice.
Guotai Junan Securities Co., Ltd. (GUOSF) trades at $2.00 with AI Score 53/100 (Grade B). Guotai Junan Securities Co. , Ltd. Market cap: $48.69B, Sector: Financial services.
Price live · AI analysis from Mar 18, 2026Analyst Coverage for GUOSF: GUOSF does not currently have published analyst price targets in our coverage universe. This is common for smaller-cap names with limited Wall Street coverage. In the absence of analyst consensus, our AI model evaluates GUOSF against Financial Services peers across nine fundamental dimensions and assigns a mixed fundamental profile based on the underlying data.
GUOSF: 4/6 perspectives are bullish. Dominant signal: Ray Dalio bullish.
How is this calculated? →Guotai Junan Securities Co., Ltd. (GUOSF) Financial Services Profile
Guotai Junan Securities Co., Ltd., established in 1992, is a comprehensive financial services provider operating in Mainland China, Hong Kong, and internationally. With a diverse portfolio spanning wealth management, investment banking, and asset management, the company serves both individual and institutional clients, boasting a substantial $48.69B market capitalization.
What Is the Investment Thesis for GUOSF?
Guotai Junan Securities presents a compelling investment case based on its established market position and diverse service offerings. With a market capitalization of $48.69B and a healthy profit margin of 35.6%, the company demonstrates financial stability. The company's beta of 0.25 suggests lower volatility compared to the broader market. Growth catalysts include expansion of its wealth management and investment banking services, particularly in the international market. However, potential risks include regulatory changes in China and increased competition from fintech companies. The company's P/E ratio of 13.8 and dividend yield of 2.41% offer value to investors.
Based on FMP financials and quantitative analysis
GUOSF Key Highlights
- Market Cap of $48.69B indicates a strong market presence and investor confidence.
- Profit Margin of 35.6% showcases efficient operations and profitability.
- Gross Margin of 74.3% reflects the company's ability to generate revenue efficiently.
- P/E Ratio of 13.8 suggests the company may be undervalued compared to its earnings.
- Dividend Yield of 2.41% provides a steady income stream for investors.
Who Are GUOSF's Competitors?
GUOSF is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.
| Company | Price | Change | Market Cap | AI Score |
|---|---|---|---|---|
| BAMGF Brookfield Asset Management Inc. | $16.90 | +0.00% | $57.45B | 52 |
| BNKHF BOC Hong Kong (Holdings) Limited | $5.45 | -11.38% | $57.62B | 60 |
| CIIHF CITIC Securities Company Limited | $3.50 | +0.00% | $51.87B | 55 |
| CIIHY CITIC Securities Company Limited | $32.65 | +0.00% | $48.39B | 50 |
| MCQEF Macquarie Group Limited | $166.25 | +2.35% | $63.36B | 45 |
| IREN IREN Limited | $43.70 | +12.58% | $15.60B | 70 |
| DEFT DeFi Technologies Inc. | $0.53 | -0.83% | $171.18M | 65 |
| SBET SharpLink Gaming Ltd. | $5.67 | +6.78% | $1.12B | 65 |
AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance
What Are GUOSF's Key Strengths?
- Strong brand recognition and market position in China.
- Diversified service offerings across multiple financial segments.
- Extensive distribution network and large client base.
- Experienced management team and strong regulatory relationships.
What Are GUOSF's Weaknesses?
- Reliance on the Chinese market and regulatory environment.
- Limited international presence compared to global competitors.
- Exposure to market volatility and economic cycles.
- Potential for increased competition from fintech companies.
What Could Drive GUOSF Stock Higher?
- Expansion of wealth management services in Asia, driven by increasing wealth and demand for financial products.
- Increased investment banking activity, fueled by M&A and capital market transactions.
- Potential strategic partnerships and acquisitions to expand service offerings and geographic reach (within 2-3 years).
- Development of innovative financial products to meet evolving client needs.
- International expansion to access new markets and diversify revenue streams.
What Are the Key Risks for GUOSF?
- Financial-distress signal — its Altman Z-Score of 0.71 sits in the distress zone (elevated bankruptcy risk).
- Regulatory changes and increased scrutiny in China, impacting operations and profitability.
- Increased competition from domestic and international players, eroding market share.
- Economic slowdown and market volatility, reducing investment activity and asset values.
- Cybersecurity risks and data breaches, compromising client data and reputation.
- Geopolitical tensions and trade disputes, affecting market sentiment and investment flows.
What Are the Growth Opportunities for GUOSF?
- Expansion of Wealth Management Services: Guotai Junan can capitalize on the growing wealth in China and Asia by expanding its wealth management services. The Asian wealth management market is projected to reach $30 trillion by 2027. By offering personalized investment advice and tailored financial products, the company can attract high-net-worth individuals and families, driving revenue growth and increasing its market share. Timeline: Ongoing.
- Increased Investment Banking Activity: The company can leverage its investment banking expertise to capitalize on the increasing M&A activity and capital market transactions in China and internationally. The global investment banking market is expected to reach $120 billion by 2028. By providing comprehensive advisory services and underwriting expertise, Guotai Junan can secure mandates for high-value transactions, boosting its investment banking revenue. Timeline: Ongoing.
- Strategic Partnerships and Acquisitions: Guotai Junan can pursue strategic partnerships and acquisitions to expand its service offerings and geographic reach. Collaborating with fintech companies can enhance its digital capabilities and attract younger investors. Acquiring smaller financial institutions can provide access to new markets and customer segments. Timeline: Upcoming, within 2-3 years.
- Development of Innovative Financial Products: The company can develop innovative financial products to meet the evolving needs of its clients. This includes structured products, alternative investments, and ESG-focused offerings. By staying ahead of market trends and providing unique investment solutions, Guotai Junan can attract new clients and differentiate itself from competitors. Timeline: Ongoing.
- International Expansion: Guotai Junan can further expand its international presence by establishing offices and partnerships in key financial hubs around the world. This will allow the company to access new markets and diversify its revenue streams. Focus on regions with high growth potential, such as Southeast Asia and the Middle East. Timeline: Ongoing.
What Opportunities Does GUOSF Have?
- Expansion of wealth management services to capture growing wealth in Asia.
- Increased investment banking activity driven by M&A and capital market transactions.
- Strategic partnerships and acquisitions to expand service offerings and geographic reach.
- Development of innovative financial products to meet evolving client needs.
What Threats Does GUOSF Face?
- Regulatory changes and increased scrutiny in China.
- Increased competition from domestic and international players.
- Economic slowdown and market volatility.
- Cybersecurity risks and data breaches.
What Are GUOSF's Competitive Advantages?
- Established brand reputation and strong market position in China.
- Extensive distribution network and large client base.
- Diversified service offerings across multiple financial segments.
- Strong regulatory relationships and expertise in the Chinese market.
What Does GUOSF Do?
Founded in 1992 and headquartered in Shanghai, China, Guotai Junan Securities Co., Ltd. has evolved into a comprehensive financial services provider. The company offers a wide range of services to individuals and institutional clients across Mainland China, Hong Kong, and internationally. Its operations are structured into five key segments: Wealth Management Business, Investment Banking Business, Institutional and Trading Business, Investment Management Business, and International Business. Guotai Junan's Wealth Management Business provides securities and futures brokerage, financial products, investment advisory, margin financing and securities lending, securities repurchase, and stock pledging services. The Investment Banking Business offers listing sponsorship, equity underwriting, debt underwriting, structured debt financing, M&A financial advisory, and diversified corporate solutions. The Institutional and Trading Business segment focuses on institutional brokerage, trading, investment and equity investment, seat leasing, custody and outsourcing, and QFII services. The Investment Management Business provides asset and fund management services. The International Business segment offers brokerage, corporate finance, asset management, and loans and financing services. In addition to these core services, Guotai Junan also engages in investment transactions across various asset classes, including stocks, fixed income, foreign exchange, and commodities. The company provides integrated financial solutions tailored to clients' investment, financing, and risk management needs. Furthermore, Guotai Junan extends its services to real estate and property management, warehouse services, corporate management consulting, venture capital investment and management, industrial investment, and investment consulting.
What Products and Services Does GUOSF Offer?
- Provides securities and futures brokerage services.
- Offers financial products and investment advisory services.
- Engages in margin financing and securities lending.
- Provides listing sponsorship and equity underwriting services.
- Offers M&A financial advisory and corporate solutions.
- Provides asset management and fund management services.
- Engages in investment transactions in stocks, fixed income, and other asset classes.
How Does GUOSF Make Money?
- Generates revenue through brokerage commissions on securities and futures transactions.
- Earns fees from investment banking activities, such as underwriting and M&A advisory.
- Manages assets and earns management fees based on assets under management.
- Provides margin financing and securities lending services, earning interest income.
What Industry Does GUOSF Operate In?
Guotai Junan Securities operates in the competitive financial services industry, which is experiencing growth driven by increasing investment activity and demand for sophisticated financial products. The industry is characterized by intense competition from both traditional financial institutions and emerging fintech companies. Guotai Junan's diversified service offerings and established presence in Mainland China and Hong Kong position it favorably to capitalize on these trends. The global asset management market is projected to reach $147.2 trillion by 2028, presenting significant opportunities for growth.
Who Are GUOSF's Key Customers?
- Individual investors seeking brokerage and investment advisory services.
- Institutional investors, including pension funds, hedge funds, and mutual funds.
- Corporate clients seeking investment banking and corporate finance solutions.
- High-net-worth individuals and families seeking wealth management services.
FY2026 estForward Outlook
Wall Street analysts project Guotai Junan Securities Co., Ltd. revenue of about $72.07B for fiscal 2026, with EPS near $1.59. The estimate reflects 5 contributing analysts.
F-Score 6/9Financial Health
Guotai Junan Securities Co., Ltd.'s Piotroski F-Score is 6/9, a 9-point checklist of profitability, leverage and efficiency — a middling fundamental profile. Its Altman Z-Score of 0.71 places it in the distress zone, a signal of elevated financial risk.
ROE 7%Key Financial Metrics
Return on equity for Guotai Junan Securities Co., Ltd. stands at 6.8%, a gauge of how efficiently it converts shareholder capital into profit. Return on assets is 1.0%, showing how much profit it generates from its asset base. GUOSF trades at a trailing price-to-earnings ratio of 13.76, below the Financial Services sector average of ~18x. Its free cash flow yield is 55.9%, a gauge of the cash the business throws off relative to its market value. A current ratio of 0.87 means current liabilities exceed short-term assets, a liquidity point worth watching. Its earnings yield is 6.8%, the inverse of the P/E and a quick read on earnings relative to price.
Guotai Junan Securities Co., Ltd. (GUOSF) Valuation Context
Valued at $48.69B, GUOSF is classified as a large-cap stock. Relative to its peer group, GUOSF's quantitative score of 53/100 is roughly in line with the peer average of 52/100.
Company Profile
Guotai Junan Securities Co., Ltd. operates in the Financial - Capital Markets industry within the Financial Services sector. It is headquartered in Shanghai, CN. The company is led by CEO Jian Zhu. GUOSF has traded publicly since 2020.
GUOSF Financials
Fundamental Snapshot
Based on FMP financials and quantitative analysis · FY 2025
Bull Case vs Bear Case
Bull Case
- Strong brand recognition and market position in China.
- Diversified service offerings across multiple financial segments.
- Extensive distribution network and large client base.
- Experienced management team and strong regulatory relationships.
Bear Case
- Reliance on the Chinese market and regulatory environment.
- Limited international presence compared to global competitors.
- Exposure to market volatility and economic cycles.
- Potential for increased competition from fintech companies.
AI-generated arguments based on insider flow, news sentiment and technicals — not financial advice · July 2026
GUOSF Latest News
No recent news available for GUOSF.
GUOSF Analyst Consensus
Consensus Rating
Aggregated Buy/Hold/Sell recommendations from Benzinga, Yahoo Finance, and Finnhub for GUOSF.
Price Targets
Wall Street price target analysis for GUOSF.
GUOSF MoonshotScore
What does this score mean?
The MoonshotScore rates GUOSF's growth potential on a scale of 0-100 across multiple factors including innovation, market disruption, financial health, and momentum.
Leadership: Jian Zhu
CEO
Jian Zhu is the CEO of Guotai Junan Securities Co., Ltd. Details regarding his specific educational background and early career history are not available in the provided data. As CEO, he is responsible for the overall strategic direction and performance of the company, overseeing its various business segments and ensuring its continued growth and success in the competitive financial services industry. He manages a workforce of 14,523 employees.
Track Record: Information about Jian Zhu's specific achievements and strategic decisions as CEO of Guotai Junan Securities Co., Ltd. is not available in the provided data. However, as CEO, he is responsible for guiding the company through various market cycles and regulatory changes, ensuring its financial stability and growth. His leadership is crucial in maintaining Guotai Junan's position as a leading financial services provider in China.
GUOSF OTC Market Information
The OTC Other tier, where Guotai Junan Securities trades, represents the lowest tier of the OTC market. Companies in this tier often have limited or no reporting requirements, meaning less financial information is publicly available compared to companies listed on major exchanges like the NYSE or NASDAQ. This lack of transparency increases the risk for investors as it becomes more difficult to assess the company's financial health and operational performance. Companies in this tier may not meet the listing requirements of higher-tier exchanges, often due to financial distress, regulatory issues, or lack of investor interest.
- OTC Tier: OTC Other
- Disclosure Status: Unknown
- Limited transparency due to potentially minimal reporting requirements.
- Lower liquidity, leading to wider bid-ask spreads and potential price volatility.
- Higher risk of fraud or manipulation due to less regulatory oversight.
- Potential for delisting or trading suspension due to non-compliance with OTC market rules.
- Difficulty in obtaining reliable information about the company's financial performance and operations.
- Verify the company's registration and regulatory compliance.
- Attempt to obtain and review any available financial statements.
- Assess the company's business model and competitive landscape.
- Research the background and experience of the company's management team.
- Understand the risks associated with investing in OTC stocks.
- Consult with a financial advisor before making any investment decisions.
- Check for any news or regulatory actions related to the company.
- The company has been in operation since 1992, suggesting a degree of stability.
- Guotai Junan Securities is a large company with over 14,500 employees.
- The company operates in multiple segments, including wealth management and investment banking.
- The company has a substantial market capitalization, indicating investor interest.
- The company is based in Shanghai, China, a major financial center.
Common Questions About GUOSF (Financial Services)
What does Guotai Junan Securities Co., Ltd. do?
Guotai Junan Securities Co., Ltd. is a comprehensive financial services provider operating in Mainland China, Hong Kong, and internationally. It offers a wide range of services, including securities and futures brokerage, investment banking, asset management, and wealth management. The company serves both individual and institutional clients, providing tailored financial solutions to meet their investment, financing, and risk management needs. Guotai Junan also engages in investment transactions across various asset classes, such as stocks, fixed income, and commodities.
What are the main risks for GUOSF?
The main risks for Guotai Junan Securities include regulatory changes and increased scrutiny in China, which could impact its operations and profitability. Increased competition from domestic and international players may erode its market share. Economic slowdown and market volatility could reduce investment activity and asset values. Cybersecurity risks and data breaches pose a threat to client data and reputation. Geopolitical tensions and trade disputes could also affect market sentiment and investment flows.
What are the key factors to evaluate for GUOSF?
Guotai Junan Securities Co., Ltd. (GUOSF) holds an AI score of 53/100 (moderate). P/E: 13.8x vs the S&P 500's ~20-25x. Not financial advice.
How frequently does GUOSF data refresh on this page?
GUOSF prices update in real time during U.S. market hours. Fundamentals refresh after quarterly filings; analyst ratings and AI insights update daily; news is aggregated continuously.
What has driven GUOSF's recent stock price performance?
Guotai Junan Securities Co., Ltd. (GUOSF) moves on earnings results, analyst revisions, sector rotation, and market sentiment. Notable catalyst: Strong brand recognition and market position in China. See the News tab for the latest drivers. Past performance does not predict future results.
Should investors consider GUOSF overvalued or undervalued right now?
Guotai Junan Securities Co., Ltd. (GUOSF) trades at 13.8x earnings. Compare P/E, P/S, and EV/EBITDA against sector peers for a full view.
What research should beginners do before buying GUOSF?
Before investing in Guotai Junan Securities Co., Ltd. (GUOSF), research these four areas: (1) the company's revenue model and competitive position (see Company Overview), (2) financial health through revenue growth, margins, and cash flow (see MoonshotScore), (3) what Wall Street analysts recommend and their price targets (see Analyst tab), and (4) specific risk factors that could impact the stock (see Risk Factors section).
Why might investors consider adding GUOSF to a portfolio?
Key strength of Guotai Junan Securities Co., Ltd. (GUOSF): Strong brand recognition and market position in China. Weigh rewards against risks and diversify. Not financial advice.
Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.
Official Resources
Data provided for informational purposes only.
- Information is based on available data and may be subject to change.
- OTC market data may be less reliable than exchange-listed data.
- AI analysis is pending and may provide further insights.