Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) Stock Analysis
For informational purposes only. Not financial advice. Analysis by Sedat ANAK, Founder & Editor-in-Chief | AI-powered analysis. Data sourced from SEC filings and institutional-grade financial providers. Editorially reviewed. Not financial advice.
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) trades at $96.25 with AI Score 47/100 (Grade C). Hotchkis & Wiley Small Cap Value Fund Class I seeks capital appreciation by investing in… Market cap: $834M, Sector: Financial services.
Price as of Aug 21, 2026 · Last analyzed: Mar 17, 2026Analyst Coverage for HWSIX: HWSIX does not currently have published analyst price targets in our coverage universe. This is common for smaller-cap names with limited Wall Street coverage. In the absence of analyst consensus, our AI model evaluates HWSIX against Financial Services peers across nine fundamental dimensions and assigns an underweight signal based on the underlying data.
HWSIX: the 3 scored disciplines are evenly split. Dominant signal: Izzy Englander bullish.
How is this calculated? →Why this analysis is different
- A 9-signal quantitative MoonshotScore built from filings, insider activity, and market data — computed from the numbers, not from opinion.
- An AI Council read across up to eight perspectives — value, macro, quantitative, and momentum lenses — that shows where they disagree instead of averaging the tension away.
- Figures come straight from FMP and Yahoo Finance filings data. The AI writes the narrative around the numbers — it never edits the numbers.
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) Financial Services Profile
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) is an asset management fund focused on capital appreciation through investments in small-cap equity securities. The fund benchmarks its investments against the Russell 2000® Index, targeting companies with similar market capitalizations within the financial services sector.
What Is the Investment Thesis for HWSIX?
Hotchkis & Wiley Small Cap Value Fund Class I presents an investment opportunity centered on the potential for capital appreciation through strategic investments in undervalued small-cap companies. With a market capitalization of $834M and a beta of 1.04, HWSIX offers exposure to a segment of the market that can provide diversification and growth potential. The fund's investment strategy, which focuses on companies with market capitalizations similar to those in the Russell 2000® Index, aims to capture opportunities in the small-cap space. Key to the fund's performance is the ability of Hotchkis & Wiley Capital Management, LLC to identify and capitalize on undervalued assets. However, the absence of dividend payouts may deter some investors seeking regular income. The fund's future performance will depend on the advisor's stock-picking abilities and the overall health of the small-cap market.
Based on FMP financials and quantitative analysis
HWSIX Key Highlights
Market capitalization of $834M, reflecting the fund's size and scope within the small-cap investment landscape.
- Beta of 1.04, indicating the fund's volatility is slightly higher than the market average.
- Investment strategy focused on equity securities of small capitalization companies, aligning with the Russell 2000® Index.
- Managed by Hotchkis & Wiley Capital Management, LLC, providing expertise in value investing and small-cap stock selection.
- Primary objective of capital appreciation, targeting long-term growth for investors.
Who Are HWSIX's Competitors?
HWSIX is benchmarked below against 8 industry peers on price, market cap, and our AI MoonshotScore.
| Company | Price | Change | Market Cap | AI Score |
|---|---|---|---|---|
| BAMPX BlackRock 40/60 Target Allocation Fund, Investor A | $14.44 | -0.41% | $825M | 44 |
| CGJAX Calvert US Large Cap Growth Rspnb Idx A | $82.25 | -0.87% | $1.08B | — |
| CGJIX Calvert US Large Cap Growth Rspnb Idx I | $83.23 | -0.87% | $1.08B | — |
| EEMAX Columbia Emerging Markets Fund Class A | $21.13 | +0.96% | $953M | 48 |
| FCIRX NYLI PineStone International Equity Fund Class A | $18.92 | -0.11% | $660M | — |
| CGBD Carlyle Secured Lending, Inc. | $11.33 | +0.00% | $787M | 88 |
| BCSF Bain Capital Specialty Finance, Inc. | $12.04 | -0.37% | $781M | 73 |
| ACGP Associated Capital Group, Inc. | $33.45 | -0.06% | $698M | 67 |
AI Score by Stock Expert AI · Price data: FMP / Yahoo Finance
What Are HWSIX's Key Strengths?
Experienced management team.
- Disciplined value-oriented investment approach.
- Focus on small-cap stocks with growth potential.
- Established track record in the asset management industry.
What Are HWSIX's Weaknesses?
Dependence on the performance of small-cap stocks.
- Vulnerability to market volatility and economic downturns.
- Absence of dividend payouts may deter some investors.
- Potential for underperformance compared to broader market indices.
What Could Drive HWSIX Stock Higher?
Potential for increased investor interest in small-cap stocks due to economic recovery.
- Strategic partnerships with financial advisors to expand distribution network.
- Launch of new thematic investment products focused on specific small-cap sectors.
- Integration of ESG factors to attract socially responsible investors.
What Are the Key Risks for HWSIX?
Market volatility and economic downturns impacting small-cap stock performance.
- Increased competition from other asset managers.
- Rising interest rates and inflation affecting investment returns.
- Regulatory changes and compliance costs increasing operational expenses.
What Are the Growth Opportunities for HWSIX?
- Expansion into New Small-Cap Sectors: HWSIX could explore investment opportunities in emerging sectors within the small-cap market, such as technology or healthcare, to diversify its portfolio and capture higher growth potential. By identifying and investing in innovative companies in these sectors, the fund could attract investors seeking exposure to cutting-edge industries. This expansion could increase the fund's assets under management (AUM) and improve its overall performance. Timeline: Within the next 2-3 years.
- Enhanced ESG Integration: Integrating environmental, social, and governance (ESG) factors into the investment process could attract socially responsible investors and improve the fund's long-term sustainability. By focusing on companies with strong ESG profiles, HWSIX could mitigate risks and enhance its reputation. This approach aligns with the growing trend of sustainable investing and could lead to increased investor interest. Timeline: Ongoing.
- Strategic Partnerships with Financial Advisors: Forming strategic partnerships with financial advisors and wealth management firms could expand the fund's distribution network and reach a wider audience of potential investors. By offering HWSIX as a core holding in client portfolios, advisors could drive significant inflows and increase the fund's AUM. This collaboration could also provide valuable insights into investor preferences and market trends. Timeline: Within the next 1-2 years.
- Development of Thematic Investment Products: Creating thematic investment products focused on specific trends or sectors within the small-cap market could attract investors seeking targeted exposure. For example, a fund focused on infrastructure or renewable energy could capitalize on government spending and growing demand for sustainable solutions. These thematic funds could differentiate HWSIX from its competitors and drive growth. Timeline: Within the next 3-5 years.
- Geographic Expansion within the US: Expanding the fund's focus to include small-cap companies in specific regions of the United States could uncover unique investment opportunities and diversify its portfolio. By targeting regions with strong economic growth or emerging industries, HWSIX could identify undervalued companies with high growth potential. This geographic expansion could enhance the fund's performance and attract investors seeking regional exposure. Timeline: Ongoing.
What Are HWSIX's Competitive Advantages?
- Established track record of value investing in small-cap stocks.
- Experienced management team with expertise in fundamental research.
- Disciplined investment process focused on identifying undervalued companies.
- Strong brand reputation within the asset management industry.
What Does HWSIX Do?
Hotchkis & Wiley Small Cap Value Fund Class I is an investment vehicle managed by Hotchkis & Wiley Capital Management, LLC. The fund's primary objective is to achieve capital appreciation by investing in equity securities of small capitalization companies. Founded with a focus on value investing, Hotchkis & Wiley has evolved to offer a range of investment solutions, with HWSIX specifically targeting the small-cap segment of the market. The fund typically invests at least 80% of its net assets, plus any borrowings for investment purposes, in the equity securities of companies whose market capitalizations are similar to those included in the Russell 2000® Index. This benchmark serves as a guideline for the fund's investment strategy, ensuring that it remains focused on the small-cap market segment. The fund operates primarily within the United States, focusing on identifying undervalued companies with the potential for long-term growth. Hotchkis & Wiley Capital Management, LLC, as the advisor, is responsible for the fund's investment decisions and overall management.
What Products and Services Does HWSIX Offer?
- Invests in equity securities of small capitalization companies.
- Aims for capital appreciation through strategic stock selection.
- Focuses on companies with market capitalizations similar to those in the Russell 2000® Index.
- Manages a portfolio of small-cap stocks across various sectors.
- Conducts fundamental research to identify undervalued investment opportunities.
- Monitors market trends and economic conditions to inform investment decisions.
How Does HWSIX Make Money?
- Generates revenue through management fees based on assets under management (AUM).
- Employs a team of investment professionals to manage the fund's portfolio.
- Utilizes a value-oriented investment approach to identify undervalued companies.
- Distributes fund shares through various channels, including financial advisors and online platforms.
What Industry Does HWSIX Operate In?
Hotchkis & Wiley Small Cap Value Fund Class I operates within the asset management industry, which is characterized by intense competition and evolving market dynamics. The fund competes with other asset managers offering small-cap value strategies, such as BAMPX, CGJAX, CGJIX, EEMAX, and FCIRX. The industry is influenced by factors such as market volatility, interest rates, and regulatory changes. As investors seek diversification and higher returns, small-cap value funds like HWSIX play a crucial role in portfolio allocation. The growth of the asset management industry is driven by increasing wealth, rising retirement savings, and the demand for professional investment management services.
Who Are HWSIX's Key Customers?
- Individual investors seeking capital appreciation.
- Institutional investors looking for small-cap exposure.
- Financial advisors allocating client assets.
- Retirement plans seeking long-term growth.
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) Valuation Context
Valued at $834M, HWSIX is classified as a small-cap stock. Relative to its peer group, HWSIX's quantitative score of 47/100 is roughly in line with the peer average of 46/100.
Key Financial Metrics
Return on equity for Hotchkis & Wiley Small Cap Value Fund Class I stands at 0.0%, a gauge of how efficiently it converts shareholder capital into profit. Return on assets is 0.0%, showing how much profit it generates from its asset base. HWSIX trades at a trailing price-to-earnings ratio of 0.00, below the Financial Services sector average of ~18x. Its free cash flow yield is 0.0%, a gauge of the cash the business throws off relative to its market value. A current ratio of 0.00 means current liabilities exceed short-term assets, a liquidity point worth watching. Its earnings yield is 0.0%, the inverse of the P/E and a quick read on earnings relative to price.
HWSIX Financials
Bull Case vs Bear Case
Bull Case
- Recent insider buying suggests confidence in the fund's long-term strategy, indicating a positive outlook from key stakeholders.
- Community sentiment has shifted positively, with discussions highlighting the fund's strong historical performance and value-oriented approach.
- Increased interest in small-cap stocks reflects a growing belief that these companies will outperform larger counterparts as the economy recovers.
- Recent market developments favor value investing, which aligns with the fund's core strategy, attracting renewed attention from investors.
Bear Case
- Concerns about market volatility may deter some investors, leading to a cautious sentiment surrounding small-cap investments.
- Some community members express skepticism about the fund's ability to navigate potential economic downturns, highlighting risks in the small-cap sector.
- Recent discussions have pointed out increased competition among small-cap funds, which could dilute performance and investor interest.
- The fund's historical performance may not fully align with current market conditions, leading to doubts about its adaptability in a rapidly changing environment.
AI-generated arguments based on insider flow, news sentiment and technicals — not financial advice · March 2026
HWSIX Latest News
No recent news available for HWSIX.
HWSIX Analyst Consensus
Consensus Rating
Aggregated Buy/Hold/Sell recommendations from Benzinga, Yahoo Finance, and Finnhub for HWSIX.
Price Targets
Wall Street price target analysis for HWSIX.
HWSIX MoonshotScore
What does this score mean?
The MoonshotScore rates HWSIX 0-100 on quantitative fundamentals — growth, financial health, valuation, momentum, and risk.
What Investors Ask About Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) — Financial Services
What does the AI Score mean for HWSIX?
HWSIX holds an AI Score of 47/100 (Grade: C). This is an educational research signal, not a buy or sell recommendation. Hotchkis & Wiley Small Cap Value Fund Class I seeks capital appreciation by investing in small capitalization companies. The fund primarily invests in equity securities mirroring the Russell 2000® …
What does Hotchkis & Wiley Small Cap Value Fund Class I do?
Hotchkis & Wiley Small Cap Value Fund Class I is an investment fund that focuses on achieving capital appreciation by investing primarily in the equity securities of small capitalization companies. The fund's strategy involves identifying undervalued companies with growth potential, particularly those with market capitalizations similar to those included in the Russell 2000® Index.
What are the main risks for HWSIX?
The main risks for Hotchkis & Wiley Small Cap Value Fund Class I include market volatility, particularly within the small-cap market segment, which can lead to significant fluctuations in the fund's value. Additionally, the fund faces risks associated with economic downturns, increased competition from other asset managers, and rising interest rates, which can negatively impact investment returns.
How sensitive is HWSIX to interest rate changes?
As an asset management fund investing in equity securities, HWSIX's sensitivity to interest rate changes is indirect but still relevant. Rising interest rates can negatively impact the valuations of the small-cap companies in which the fund invests, as higher rates increase borrowing costs and reduce corporate profitability.
What are the key factors to evaluate for HWSIX?
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) holds an AI score of 47/100 (low). Not financial advice.
How frequently does HWSIX data refresh on this page?
HWSIX's price was last updated on Aug 21, 2026 and refreshes on page view during U.S. market hours — it is not a real-time exchange feed. Fundamentals update after quarterly filings; the MoonshotScore recalculates nightly; news aggregates continuously.
What has driven HWSIX's recent stock price performance?
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) moves on earnings results, analyst revisions, sector rotation, and market sentiment. Notable catalyst: Experienced management team. See the News tab for the latest drivers. Past performance does not predict future results.
Should investors consider HWSIX overvalued or undervalued right now?
Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX) has no trailing P/E available here, so lean on price-to-sales and cash flow in the Financials tab. Compare P/E, P/S, and EV/EBITDA against sector peers for a full view.
How do I research HWSIX before investing?
Before investing in Hotchkis & Wiley Small Cap Value Fund Class I (HWSIX), research these four areas: (1) the company's revenue model and competitive position (see Company Overview), (2) financial health through revenue growth, margins, and cash flow (see MoonshotScore), (3) analyst consensus ratings and price targets (see Analyst tab), and (4) specific risk factors that could impact the stock (see Risk Factors section).
Disclaimer: This content is for informational purposes only and does not constitute investment advice. Always do your own research and consult a financial advisor.
Official Resources
Data provided for informational purposes only.
- The information provided is based on available data and may be subject to change.
- Investment decisions should be made after consulting with a qualified financial advisor.