AVUV ETF — Holdings & Analysis

The Avantis U.S. Small Cap Value ETF (AVUV) is an equity ETF with $22.39B in assets under management and an expense ratio of 0.25%. AVUV focuses on U.S.

small-cap companies with low valuations and high profitability, aiming to enhance returns through efficient portfolio management. Unlike purely passive ETFs, AVUV actively uses current price information to make investment decisions, seeking to outperform traditional indexes while maintaining diversification and transparency.

Avantis U.S. Small Cap Value ETF (AVUV) ETF — Price, Holdings & Analysis

The Avantis U.S. Small Cap Value ETF (AVUV) is an equity ETF with $22.39B in assets under management and an expense ratio of 0.25%. AVUV focuses on U.S. small-cap companies with low valuations and high profitability, aiming to enhance returns through efficient portfolio management. Unlike purely passive ETFs, AVUV actively uses current price information to make investment decisions, seeking to outperform traditional indexes while maintaining diversification and transparency.

ETF Overview

Invests in a broad set of U.S. small-cap companies and is designed to increase expected returns* by focusing on firms trading at what we believe are low valuations with higher profitability ratios**.Pursues the benefits associated with indexing (diversification, low turnover, transparency of exposures), but with the ability to add value by making investment decisions using information in current prices.Efficient portfolio management and trading process that is designed to enhance returns with the goal of reducing unnecessary risks and costs for investors. Built to fit seamlessly into an investor's asset allocation.

The Avantis U.S. Small Cap Value ETF (AVUV) seeks to provide investors with exposure to U.S. small-cap companies that exhibit value characteristics and higher profitability. The fund's strategy involves identifying companies trading at low valuations relative to their fundamentals and possessing strong profitability ratios. AVUV employs a multi-factor approach, considering metrics such as price-to-earnings, price-to-book, and return on equity to construct its portfolio. This approach allows the fund to deviate from traditional market-cap-weighted indexes, potentially leading to enhanced returns. The ETF's top holdings include Five Below Inc (0.97%), GATX Corp (0.92%), and Viasat Inc (0.90%). Sector allocation is heavily weighted towards Financial Services (24.7%), Consumer Cyclical (19.1%), and Energy (17.9%), reflecting the fund's value-oriented approach. By focusing on undervalued and profitable small-cap companies, AVUV aims to deliver long-term capital appreciation for investors seeking exposure to this segment of the market.

Risk Metrics

Investing in the Avantis U.S. Small Cap Value ETF (AVUV) involves several risks. As a small-cap fund, AVUV is subject to higher volatility compared to large-cap ETFs. The fund's beta of 1.16 indicates that it is more volatile than the overall market. The significant allocation to Financial Services (24.7%), Consumer Cyclical (19.1%), and Energy (17.9%) sectors exposes the fund to sector-specific risks. A downturn in these sectors could negatively impact AVUV's performance. While the expense ratio of 0.25% is relatively low, it still represents a cost that can detract from returns over time. The fund's focus on value stocks may lead to underperformance during periods when growth stocks are favored by the market. Investors should be aware of these risks and consider their own risk tolerance before investing in AVUV. Past performance does not guarantee future results.

Expense Ratio

0.25%

What does AVUV hold?

Holding	Weight
Five Below Inc (FIVE)	0.97%
GATX Corp (GATX)	0.92%
Viasat Inc (VSAT)	0.90%
Matson Inc (MATX)	0.89%
Macy's Inc (M)	0.87%
Lear Corp (LEA)	0.85%
Avnet Inc (AVT)	0.79%
Archrock Inc (AROC)	0.77%
SM Energy Co (SM)	0.77%
Dana Inc (DAN)	0.73%

How Is the Fund Allocated?

Sector	Weight
Financial Services	24.7%
Consumer Cyclical	19.1%
Energy	17.9%
Industrials	15.8%
Technology	6.1%
Basic Materials	5.1%
Consumer Defensive	4.3%
Healthcare	3.9%
Communication Services	2.4%
Real Estate	0.7%
Utilities	0.1%
Cash & Others	0.0%

Country	Weight
United States	91.9%
Bermuda	3.8%
United Kingdom	1.2%
Ireland	0.7%
Switzerland	0.5%
Monaco	0.5%
Canada	0.4%
Cayman Islands	0.3%
Guernsey	0.2%
Colombia	0.1%

Dividend Yield

0.00%

Invesco QQQ Trust, Series 1 (QQQ) — 0.18% expense ratio
State Street Technology Select Sector SPDR ETF (XLK) — 0.08% expense ratio
State Street Energy Select Sector SPDR ETF (XLE) — 0.08% expense ratio
State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) — 0.16% expense ratio
iShares Russell 2000 ETF (IWM) — 0.19% expense ratio
State Street Financial Select Sector SPDR ETF (XLF) — 0.08% expense ratio
iShares MSCI Emerging Markets ETF (EEM) — 0.72% expense ratio
State Street SPDR S&P 500 ETF (SPY) — 0.09% expense ratio

Risk Metrics

Beta: 1.16

Questions & Answers

What is AVUV and what does it track?

The Avantis U.S. Small Cap Value ETF (AVUV) is an exchange-traded fund managed by Avantis Investors.

Launched in September 2019, AVUV aims to provide investors with exposure to a diversified portfolio of small-cap companies in the United States that exhibit value characteristics and higher profitability.

What is the expense ratio for AVUV?

The expense ratio for the Avantis U.S. Small Cap Value ETF (AVUV) is 0.25%. This means that for every $10,000 invested in the fund, investors will pay $25 in annual fees to cover the fund's operating expenses.

What are the top holdings in AVUV?

As of 2026-03-15, the top holdings in the Avantis U.S. Small Cap Value ETF (AVUV) are Five Below Inc (0.97%), GATX Corp (0.92%), and Viasat Inc (0.90%).

These holdings represent a relatively small portion of the overall portfolio, reflecting the fund's diversified approach to investing in U.S. small-cap companies.

Is AVUV a good long-term investment?

Whether AVUV is a good long-term investment depends on an individual investor's specific financial goals, risk tolerance, and investment horizon. AVUV offers exposure to U.S.

small-cap value stocks, which have historically outperformed other asset classes over long periods, but with higher volatility. The fund's expense ratio of 0.25% is a factor to consider, as it will impact long-term returns.

How does AVUV compare to similar ETFs?

AVUV distinguishes itself through its active, value-oriented approach within the small-cap ETF landscape. While many small-cap ETFs passively track indexes, AVUV actively selects stocks based on valuation and profitability metrics.

With an AUM of $22.39B, AVUV is larger than many of its competitors, indicating strong investor interest. Its expense ratio of 0.25% is competitive.

Does AVUV pay dividends?

As of 2026-03-15, the Avantis U.S. Small Cap Value ETF (AVUV) has a dividend yield of 0.00%.

While AVUV's primary objective is capital appreciation through investments in small-cap value stocks, it may distribute dividends periodically based on the dividend income received from its underlying holdings.